Declaration for
Self-certified sophisticated investor

1. I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

2. I understand this means:
(a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Services Authority;
(b) the content of such financial promotions may not conform to rules issued by the Financial Services Authority;
(c) by signing this statement I may lose significant rights;
(d) I may have no right to complain to either of the following:
(i) the Financial Services Authority; or
(ii) the Financial Ombudsman Scheme;
(e) I may have no right to seek compensation from the Financial Services Compensation Scheme.

3. I am a self-certified sophisticated investor because at least one of the following applies:
(a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
(b) I have made more than one investment in an unlisted company in the two years prior to the date below;
(c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
(d) I am currently, or have been in the last two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.


 
 

Hambro Perks Asset Management Limited (HPAM Ltd) is a non-cellular company incorporated in Guernsey with Company number 64127 and registered office at Third Floor La Plaiderie Chambers, La Plaiderie, St Peter Port, Guernsey GY1 1WG. HPAM Ltd is licensed under the Protection of Investors (Bailiwick of Guernsey) Law, 1987, by the Guernsey Financial Services Commission with reference number 2293289.